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Kunstformen der Natur, Ernest Haeckel

P
ublications

12. Flack, J. C. & de Waal, F.B.M.
Context modulates signal meaning in primate communication. PNAS- Track 2, 104, 1581-1586 (2007).

A central issue in the evolution of social complexity and the evolution of communication concerns the capacity to communicate about increasingly abstract objects and concepts. Many animals can communicate about immediate behavior, but to date, none have been reported to communicate about behavior during future interactions. In this study, we show that a special, unidirectional, cost-free dominance-related signal used by monkeys (pigtailed macaques: Macaca nemestrina) means submission (immediate behavior) or subordination (pattern of behavior) depending on the context of usage. We hypothesize that to decrease receiver uncertainty that the signal object is subordination, senders shift contextual usage from the conflict context, where the signal evolved, to a peaceful one, in which submission is unwarranted. We predict and find that deceasing receiver uncertainty through peaceful signal exchange facilitates the development of higher quality social relationships: Individuals exchanging the peaceful variant groom and reconcile more frequently and fight less frequently than individuals exchanging signals only in the conflict context or no signals. We rule out alternative hypotheses, including an underlying reciprocity rule, temperament, and proximity effects. Our results suggest that primates can communicate about behavioral patterns when these concern relationship rules. The invention of signals decreasing uncertainty about relationship state is likely to have been critical for the evolution of social complexity and to the emergence of robust power structures that feed down to influence rapidly changing individual behavior.


11. Flack, J.C. & Krakauer, D.C.
Encoding power in communication networks. American Naturalist, 168, 97-102, 2006.

In animal societies conflicts can be resolved by combatants or through third-party intervention. In gregarious species, conflicts among pairs can spread to involve multiple individuals. In the case of large conflicts, containment and termination of aggression by third parties is important. Successful intervention relies on consensus among combatants about the intervener’s capacity to use force. We refer to this consensus as power. We measure it and study how it arises, using as our model system a pigtailed macaque (Macaca nemestrina) society. In macaques, the degree to which one individual perceives another as capable of using force is communicated using a special dominance signal. Group consensus about an individual’s capacity to use force arises from the network of signaling interactions. We derive a formalism to quantify consensus in the network. We find that the power distribution is fat tailed and power is a strong predictor of social variables including request for support, intervention cost, and intensity. We develop models to show how dominance signaling strategies promote robust power distributions despite individual signaling errors. We suggest that when considering correlated interactions among many individuals it can be more useful to emphasize coarse-grained information stored at the group level— behavioral macrostates—over detailed information at the individual level.


10. Ay, N., Flack, J.C., & Krakauer, D.C.
Convergent complexity and robustness in multimodal signaling networks. Philosophical Transactions of the Royal Society, Series B, 362, 441-447 (2007).

In animal communication, signals are frequently emitted using different channels (e.g. frequencies in a vocalization) and different modalities (e.g. gestures can accompany vocalizations). We explore two explanations that have been provided for multimodality: (i) selection for high information transfer through dedicated channels and (ii) increasing fault tolerance or robustness through multichannel signals. Robustness relates to an accurate decoding of a signal when parts of a signal are occluded. We show analytically in simple feed-forward neural networks that while a multichannel signal can solve the robustness problem, a multimodal signal does so more effectively because it can maximize the contribution made by each channelwhile minimizing the effects of exclusion. Multimodality refers to sets of channels where within each set information is highly correlated.We show that the robustness property ensures correlations among channels producing complex, associative networks as a by-product.We refer to this as the principle of robust overdesign.We discuss the biological implications of this for the evolution of combinatorial signalling systems; in particular, how robustness promotes enough redundancy to allow for a subsequent specialization of redundant components into novel signals.


9. Flack, J. C., Girvan, M., de Waal, F. B. M. & Krakauer, D. C.
Policing stabilizes construction of social niches in primates. Nature, 439, 426-429. (2006). [Article] Supplementary Material

All organisms interact with their environment, and in doing so shape it, modifying resource availability. Termed niche construction, this process has been studied primarily at the ecological level with an emphasis on the consequences of construction across generations1. We focus on the behavioural process of construction within a single generation, identifying the role a robustness mechanism2—conflict management—has in promoting interactions that build social resource networks or social niches. Using ‘knockout’ experiments on a large, captive group of pigtailed macaques (Macaca nemestrina), we show that a policing function, performed infrequently by a small subset of individuals3, significantly contributes to maintaining stable resource networks in the face of chronic perturbations that arise through conflict. When policing is absent, social niches destabilize, with group members building smaller, less diverse, and less integrated grooming, play, proximity and contact-sitting networks. Instability is quantified in terms of reduced mean degree, increased clustering, reduced reach, and increased assortativity. Policing not only controls conflict3–5, we find it significantly influences the structure of networks that constitute essential social resources in gregarious primate societies. The structure of such networks plays a critical role in infant survivorship6, emergence and spread of cooperative behaviour7, social learning and cultural traditions8.


Commentary on niche paper: Carr, G.
The police are a bunch of monkeys, The Economist. January 26, 2006.

Commentary on niche paper: Laland, K.
Animal Behaviour: Old World Monkeys Build New World Order, Current Biology, 16: R291-R292.

Commentary on niche paper: Smaglik, P.
Making the paper. Nature, 439.

8. Flack, J. C., Krakauer, D. C. & de Waal, F. B. M.
Robustness mechanisms in primate societies: A perturbation study. Proceedings of the Royal Society of London, Series B 272, 1091-1099 (2005). Appendix

Conflict management mechanisms have a direct, critical effect on system robustness because they mitigate conflict intensity and help repair damaged relationships. However, robustness mechanisms can also have indirect effects on system integrity by facilitating interactions among components.We explore the indirect role that conflict management mechanisms play in the maintenance of social system robustness, using a perturbation technique to ‘knockout’ components responsible for effective conflict management. We explore the effects of knockout on pigtailed macaque (Macaca nemestrina) social organization, using a captive group of 84 individuals. This system is ideal in addressing this question because there is heterogeneity in performance of conflict management. Consequently, conflict managers can be easily removed without disrupting other control structures.We find that powerful conflict managers are essential in maintaining social order for the benefit of all members of society.We show that knockout of components responsible for conflict management results in system destabilization by significantly increasing mean levels of conflict and aggression, decreasing socio-positive interaction and decreasing the operation of repair mechanisms.


7. Flack, J. C., de Waal, F. B. M. & Krakauer, D. C.
Social structure, robustness, and policing cost in a cognitively sophisticated species. American Naturalist, 165, E126-E139 (2005).

Conflict management is one of the primary requirements for social complexity. Of the many forms of conflict management, one of the rarest and most interesting is third-party policing, or intervening impartially to control conflict. Third-party policing should be hard to evolve because policers personally pay a cost for intervening, while the benefits are diffused over the whole group. In this study we investigate the incidence and costs of policing in a primate society. We report quantitative evidence of non–kin policing in the nonhuman primate, the pigtailed macaque. We find that policing is effective at reducing the intensity of or terminating conflict when performed by the most powerful individuals.We define a measure, social power consensus, that predicts effective low-cost interventions by powerful individuals and ineffective, relatively costly interventions by low-power individuals. Finally, we develop a simple probabilistic model to explore whether the degree to which policing can effectively reduce the societal cost of conflict is dependent on variance in the distribution of power. Our data and simple model suggest that third-party policing effectiveness and cost are dependent on power structure and might emerge only in societies with high variance in power.


Commentary on policing paper: Anderson, J. (2005). Animal behavior: Pigtailed police. Current Biology, 15, R427-R429.

6. Flack, J. C., Jeannotte, L. A. & de Waal, F. B. M. Play signaling and the perception of social rules by juvenile chimpanzees (Pan troglodytes). Journal of Comparative Psychology, 118, 149-159 (2004).

Prescriptive social rules are enforced statistical regularities. The authors investigated whether juvenile chimpanzees (Pan troglodytes) recognize and use enforced statistical regularities to guide dyadic play behavior. They hypothesized (a) that proximity of adults, especially mothers of younger play partners, to play bouts will increase the play signaling of older partners and (b) that when juvenile–juvenile play bouts occur in proximity to adults, older partners will play at a lower intensity than when no adults are present. They found that older and younger partners increase their play signaling in the presence of the mothers of younger partners, particularly as the intensity of play bouts increases. In contrast to their hypothesis, older partners played more roughly when the mothers of younger partners were in proximity. These results suggest that juvenile chimpanzees increase play signaling to prevent termination of the play bouts by mothers of younger partners.


5. Flack, J.C. & de Waal, F.B.M. (2004). Dominance style, social power, and conflict management in macaque societies: A conceptual framework. In:
How Societies are Built: The Macaque Model, eds. B. Thierry, B. Chapais, W. Kaumanns, M. Singh. Cambridge: Cambridge University Press.


4. Flack, J.C. & de Waal, F.B.M. (2002). Darwinian building blocks of morality in nonhuman primates. Special Issue on Evolutionary Theory.Samfundsøkonomen, 4: 29-38.

3. Flack, J.C. & de Waal, F.B.M. (2000).
'Any animal whatever': Darwinian building blocks of morality in monkeys and apes (includes commentaries). Journal of Consciousness Studies, 7 (1-2): 1-65.

To what degree has biology influenced and shaped the development of moral systems? One way to determine the extent to which human moral systems might be the product of natural selection is to explore behaviour in other species that is analogous and perhaps homologous to our own. Many non-human primates, for example, have similar methods to humans for resolving, managing, and preventing conflicts of interests within their groups. Such methods, which include reciprocity and food sharing, reconciliation, consolation, conflict intervention, and mediation, are the very building blocks of moral systems in that they are based on and facilitate cohesion among individuals and reflect a concerted effort by community members to find shared solutions to social conflict. Furthermore, these methods of resource distribution and conflict resolution often require or make use of capacities for empathy, sympathy, and sometimes even community concern. Non-human primates in societies in which such mechanisms are present may not be exactly moral beings, but they do show signs of a sense of social regularity that — just like the norms and rules underlying human moral conduct — promotes a mutually satisfactory modus vivendi.


2. Flack, J.C. & de Waal, F.B.M. (2000). Being nice is not a building block of morality. Journal of Consciousness Studies, 7 (1-2): 67-78.

1. Pimentel, D., Wilson, C., McCullum, C., Huang, R., Dwen, P., Flack, J., Tran, Q., Saltman, T., & Cliff, B. (1997). Economic and environmental benefits of biodiversity.
BioScience, 47 (11): 747-756.


In Prep
1. Flack, J.C. The study of animal communication networks: Looking forward.

2. Boehm, C. & Flack, J.C. Evolutionary perspectives: Power and dominance in primates. In: The Social Psychology of Power, eds. A. Guinote & T. Vescio.

3. Krakauer, D.C., Page, K. & Flack, J.C. Behavioral immunology through third-party intervention.


4. Flack, J.C. & Krakauer, D.C. Principles of robust design in evolving systems.


5. Flack, J.C, Ay, N. & Krakauer, D.C. Causality in adaptive systems: Conceptual & methodological issues.


6. Bertschinger, N., Olbrich, E., Ay, N., Flack, J.C. & Krakauer, D.C. The robust inferential theory of individuality.


7. Flack, J.C. Cooperation, power, and resource equity.


8. Flack, J.C. & Krakauer, D.C. Social niche inheritance.


9. Flack, J.C. & Krakauer, D.C. Constructing a robust small-world: The role of behavioral neutral networks and multiple developmental periods.


10. Krakauer, D.C. & Flack, J.C. Dynamics of war and peace in animal societies.

11. Flack, J.C. & Krakauer, D.C. Conflict network motifs and the spread of aggression

12. Fuentes, M., Krakauer, D.C., & Flack, J.C. Semantic complexity and social structure: Insights from genus Macaca



Popular Pieces
Flack, J.C. Complex form evolving, Santa Fe Institute Bulletin, Winter 2007.

Flack, J.C. & de Waal, F.B.M. ‘Any Animal Whatever’: Darwinian building blocks of morality in monkeys and apes.
Business Ethics Quarterly, Society for Business Ethics, University of Virginia (2004). [Reprint of the Flack & de Waal (2000) paper published in JCS.]

Reviews

Review of “Developing a Social Psychology of Monkeys and Apes” by John Chadwick-Jones. Human Ethology Bulletin, December, 1999.

Review of “Animal Social Complexity” edited by Frans B.M. de Waal and Peter Tyack.
Times Higher Education Supplement, June 18, 2004.

Review of “Lords and Lemurs: Mad Scientists, Kings with Spears, and the Survival of Diversity in Madagascar” by Alison Jolly,
Times Higher Education Supplement, April 22, 2005.

Review of “The First Idea: How Symbols, Language, and Intelligence Evolved from our Primate Ancestors,” by Stanley Greenspan & Stuart Shanker,
Times Higher Education Supplement, September 30, 2005.

Review
of “The Dynamic Dance: Novocal Communication in African Great Apes,” By Barbara King, American Journal of Primatology, 66, 389-391.


Review of "Dictionary of Animal Behavior" by David McFarland, Oxford University Press.
Times Higher Education Supplement, November 17, 2006.

Review of "Self-organisation and Evolution of Social Systems" edited by Charlotte Hemelrijk, Cambridge University Press. Forthcoming.


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